Contents

  1. Read This First
  2. Introduction
  3. Updates and Comments
  4. Current Watch Lists
  5. What are the Strategies?
  6. Running Trades with Stocks and Options (NOT UPDATED LATELY)

Read This First

Do not consider any content of this site to be advice in any way.  Put another way, you don't pay for access to this website.  If you construe anything you read here as advice then remember it is worth every penny you paid us for it, and we consider that to be the extent of our liability for your own bad decisions.  You are expected to make your own decisions for your own reasons, and to take complete responsibility for your own actions.  All investments involve risk, all investment strategies will involve loss.  If you cannot accept losses and cannot tolerate the risks, then try something else...  Sky Diving?

We don't give advice.  We share opinions, outlooks, and plans.  We will frequently share what we are thinking and doing in terms of our current investments, plans for investments, and outlook for investing.  This is just documenting our own opinions for our own purposes; if you find it useful then great, just remember that whomever makes investing orders for you is the one responsible for the orders entered and executed and the resulting gains and losses.  Our perspective and opinions may not be appropriate for you.

We may not reveal all the details of a technical strategy.  We may only refer to some strategies by name, even code name.  This is to protect intellectual property.  We share what we are doing, but will not share the details of a strategy without the permission of the owner of the intellectual property.  We share more details with friends and associates, their ideas are valuable.  We will share that we are doing something, but are not obligated to explain how it works. Since we may not be sharing all the details you need to duplicate what we describe, attempts to copy what we are doing will certainly underperform, and probably involve loss.

Introduction

We have been learning a systematic approach to managing our investments.  Originally introduced to us through Business Week, we are learning from Investools and some other sites.  We will share here what we are doing, and what is working for us.

Why are we sharing this?  Because there is nothing here you cannot find as easily as us, on your own, and much much more.  Nothing here can produce a significant influence on the market.  There are some technical strategies and methods we may share only in basic description, perhaps only by a name.  This is to protect intellectual property, either our own or that of associates we are exchanging investment ideas with.  In small and illiquid markets certain strategies can easily be manipulated.  People are protective of their ideas and we simply will not share any ideas here without permission.

This is not investment advice, it is testimonial, and documentation.  If it provides insights you find useful, you are welcome to them.  There are as many different approaches to investing as there are people investing in the market.  Investools does not prescribe a particular approach, they provide a foundation of knowledge and tools, and the advice of instructors and coaches to help you determine rules that suit your own tolerance for risk.

The tools we are using beyond the Investors Toolbox at Investools are the Think or Swim desktop platform.  This trading platform provides Think Back allowing one to get stock and option pricing for years past, and not just closing prices - the tool allows you to determine the theoretical price of options based on the market at that time.  The platform also has a powerful trade analysis tool, allowing you to visualize the sensitivity of a position to price movement, and to add simulated trades to adjust the position.  Once the adjustment is determined then orders can be created and executed.

We use additional sources of information to guide our expectations of the market environment, some ($) are subscription fee sites:

Here's a  few thoughts to temper all the sources of information:
All price charts are screen captures, by permission, from Prophet Charts.  Prophet Charts are a powerful and flexible analysis tool available from the Investors Tool Box, and Think or Swim, as well as at the Prophet home web site.


Updates and Comments

Comments are in chronological order, most recent at the top.

7/7

I removed the market posture section.  I'm just not updating this page enough to maintain such information with any meaning at all.

We will need to refine the Vertical Credit Spread strategy.  Some of the technical studies are used for screening more than for trading decisions, and should be referenced differently.

We are also starting into a project to define our complete trading system.  This includes technical studies and procedures to determine trend, and then select an appropriate strategy for the conditions found, then provide rules to employ that strategy.

4/3

Sorry I haven't bothered to update this much recently.  There have been changes.

We stopped our subscription to Bob Brinker's Market Timer.  Historically he has been pretty good at identifying market bases, fair at market tops.  He did kind of miss the 2007/8 crash, 'nuff said...  We replaced his once a month newsletter with the John Murphy Market Message at Stock Charts and you may note Bob was at the bottom of the list above, while Murphy is near the top.

We pulled Evil Speculator because he went subscription for the Zero Indicator.  We don't want to become dependent on some technical study which does not have a published formula.

About a month ago we started using the Investools Coaching again.  I would have to guess that the lawyers explained exactly what the word advice means in a legal sense related to investment - in my own words advice translates to you should take this trade.  A couple years ago we could not get coaches to help analyze trades or strategies because, they said, it would be advice.  Now that is no issue - call them with a question, a strategy, or an exercise you need help to work through, and they will.  They are now dedicated to helping you understand how to make good investing decisions, how to formulate your own rules, and how to adhere to them.

As part of this we have completed a backtest study of a Vertical Credit Spread strategy.  The exercise had us estimate the results of over 200 trades over 5 years, we refined the rules, set up a protocol for running the tests, revised some aspects of the rules as we found issues, analyzed some of the worst of the losing trades and corrected some errors.  The corrected results yield a system where 45% of the trades executed without any adjustment, and only 20% losing trades with an overall average return of over 11% per trade where the average trade lasts under 38 days with an annualized return on risk of almost 112% which SHOULD be interesting to just about anyone!

One of the things that came out of this is an expectation for the performance of a strategy.  This allows us to evaluate our real or paper trades periodically and decide if it works with the current market.  If our results degrade over time we will be able to detect this and adjust the strategy in some way, or take it out of play for a while.  Technically the market is still trading in a range, so verticle spreads are a good strategy.

We have positions in several sector ETFs now, filling up our 8 IRA etf slots, but that leaves us only about 50% committed in the market.  We are waiting for a break above the January lows, or a retracement of the recent run, before committing more funds to bullish trades.

Unrest from the masses is making the congress jittery.  Rabble Populism is leading to legislation which completely defeats the funding programs to try and save the credit system.  My personal belief is that most people have never been in a position where nobody else may be able to unwind their work without doing serious damage.  Few people have been in jobs they were about to leave and have management ask them to stay long enough to wrap things up.  Very few have ever taken a job for practically no salary and their pay is virtually all performance pay.  In short, I don't think most americans are qualified to judge many of the bonuses paid to retain people over the last few months.  This is a separate issue from executive compensation - boards need balls - and that is about as likely to happen as congressional reform.  I don't understand how people who tip 10-15% for food service that is passable can balk at 0.1% being paid to a few of the people who actually generated revenue to stay in their offices long enough to wrap things up in an orderly manner.  This march of the torches and pitchforks over $165M could now cost over $300B - now THAT is how America saves.

2/10 - When I updated this I should have pointed out the Trades Page is not updated yet, I'm working on how to present the information...

After listening to the banker testimony in 'DC today I understand why those who fail at productive contribution to society govern...

The most absurd question today:  How can you have the gall charge fees to loan money given to you by the taxpayer?  - Maybe because there are costs to loaning any money, they do actually pay the people doing the foot work, they need to hedge against the loan, these are legitimate business expenses.

Another question was what were they paid in 2007; responses were around the same salaries as 2008 (typical $600K-$1M) plus bonuses in stock, options, and cash, most noted that the stock is substantially reduced and the options are generally worthless.  Then the questioner made a snyde remark that this might explain the myre we're in to some extent.  - They all just told you their compensation from the year 2007 was significantly cut or effectively eliminated in 2008 and you think that explains why they plotted to destroy their 2007 bonuses?

1/9 - Swing and a Miss.  The president spent 2 years running a nearly flawless team which rarely sinned (the archery term) more than a little.  Geithner at least shot in the general direction of the target, but delivered nothing of value.  The volume on the sell-off was above average, but VIX did not seem to move in proportion - we are generally at the trend line...

2/8 - In September those who govern failed to pass legislation to back up the banking system, the DJIA was down 777 points following the vote.  When the legislation was finally passed there was a brief rally, but then realization of the depth of the crisis was rising to the surface - consider how far the market would have fallen if there was no TRAP trap?  That was an emergency funding to help stabilize the credit market.  Now we await 2 equally vital bits of legislation.  One is intended to stimulate the economy by creating jobs and modifying our national infrastructure; the other is intended to free the banking system of the bad debt created by creative financing.

We are still free market capitalists; we strongly dislike government involvement in the markets.  We are fiscal conservatives; we strongly dislike big government spending.  Nonetheless, unregulated banking practices with witless and spineless directors who either did not understand risk, or just couldn't say no, created a problem that the free market can only resolve with bankruptcy.  Government banking has a chance to get us over the hump, provided the credit practices that got us here are reformed.  We suggest supporting the idea that shareholders take back their companies, explore United Shareholders of America even if you don't sign up...  Goldman Sachs has the right idea - lets get out from under the TARP as soon as we can, so does Bank of America, JP Morgan, well, everyone who has a chance...  The rest will recover or go bankrupt.

Remember that what is really worthless on their books is the mark to market accounting.  Nobody knows how to manage a CDO, so they are being marketed by the desperate at pennies on the dollar, so everyone has to mark down their mortgage portfolio like the desperately bankrupt.  This is actually absurd.  It is true people who cannot afford their mortgages were granted debt they cannot repay, but like a bad trade their debt can be adjusted and most can be made profitable if held to maturity.  Backing primary mortgages helps protect a basic concept of the American dream, and will boost confidence and morale.  Not backing speculators on their flipping schemes which imploded is also the American way - they deserve their bankruptcy as much as the bankers who gave them credit...  Most primary mortgages will ultimately be repaid.

As to the infrastructure.  Only the government could have built the Interstate Highway System, and look what it has done for our nation and economy.  That system needs repair and upgrades, this will provide jobs in the short term while the economy recovers.  We also need to transition our energy infrastructure, and sadly only the government can provide the guidance to make that happen.  Creating a new energy infrastructure will take decades and provide new and different jobs and an entirely new economy.  This will ultimately be a fantastically profitable investment in our culture and our future.

Unfortunately, though, we are gravely concerned at the inefficiency of government.  The chances of the right things being done are reduced and the cost of getting there will be greatly inflated.  The lesser Bush often said that he didn't see it as the role of a president to be a leader (to tell people what to do).  In fact the role of government is to lead, by taxes and credits, funding where it can work, and generally rewarding the kind of decisions that adjust our course into the future.

Extending that metaphor, we have run aground.  The tide has lifted us into the currents, but damage is being assessed and extensive overhaul is needed.  This will take time, but there is not an end to prosperity.  There is not an end to greed, either.  We need to prevent what happened, but there will be another bubble and another crisis, another recession and it, too, will seem like the end of the world.

1/31 - Something to notice.  In August and September you saw rallies with ever weakening volume which ultimately lead to the fall off in October with relentless selling in unheard of volume.  In January you may have noticed buying volume beginning to increase while selling is weaker and weaker.  If you look at Friday 1/30 on 15-minute bars you will see the lsat 3 bars on SPY were strong buying, 50 million shares bought into the close on the last Friday of the worst January in market history.  The longer the market holds a narrow range the more violently it will move when it finally breaks out - the only question is direction, but we have already had a 50% drop without a significant bounce so probability for this break is up.  The low to mid 800's in S&P seem to be a low-risk entry point - buy now with a close stop below the November lows, and hang on...

1/28 - Are chart patterns broken?  The Pattern Site has an article in the Blog discussing a long term study of the effectiveness of chart patterns.  It suggests that patterns are not as reliable for setting target prices anymore.  As an engineer with a passing interest in quantum mechanics I remind you there is a principle that if you observe a thing then you affect a thing.  A little bit of chaos works here, too:  Millions of people making decisions for varied reasons... Chart patterns exist in a vacuum - that is to say they existed before anybody knew about them.  They are the natural result of investor decisions causing support and resistance in the market.  With more and more people using these signals, and their own interpretations, it would change the attractors (chaos) in the system.  People will set targets based on interpretation of the patterns.  Some will deliperately set a lower target to improve the chances of reaching their more conservative target, more people learn this trick and use it, thus changing the price point at which the system, as a whole, changes its mood and affecting the system in a minor way.

1/25 - Once again, taking our small losses around S&P 880 would be feeling much better right now, that is what the rules are for.  If you're getting shredded in this, don't feel bad.

The rules are there for a reason, sometimes the market changes and our rules need optimization, but abandoning them has always been a bad idea.  We will have problems as long as we don't have the discipline to follow them.

I'm taking Retracement Levels off the list of useful websites.  They have gone PAY TO PLAY.  I look at the list of people I have learned from, and whose websites are listed above.

Certainly Ivestools charges for access and for classes, they charge quite a bit, actually.  They also provide access to a list of outstanding mentors, coaching, and an outstanding database searchable for a variety of criteria more flexible than I have seen anywhere else.  That one I'll pay for as we still benefit from the access.

Investors Business Daily is also a subscription.  Not nearly as pricey as Investools, and not as directly helpful, but if you're a do-it-yourselfer they've got a lot that is useful.  Consider that as much as we are paying for Investools, we are still subscribing to IBD.

Market Timer is also a subscription.  I question its value more and more for my own needs.  Before everything we learned in the last few years it was invaluable.  Bob's advice has always been sound and reliable for his target audience.  His target audience is not people as driven as we are to learn how to manage our investments on our own.  His target audience doesn't know the difference between a trade and a day trade.  His opening for the show on October 11, 2008, said he could not possibly have forseen the global collapse of the financial system. Ignoring that for a moment, his model of the market was proven last year to not actually include the price performance of the market itself.  It also does not seem to include the Credit Market, which was the rotten core we all bit into last year.  These last three are real heavy shots against the cost of the subscription.

All the others are all free.  The people running them make money from trading, not selling help.  They share their thoughts and knowledge freely, as we do.  There is more money in the trading than in the selling of the knowledge.  Unless someone is exceptional as a collector and distributor of information and knowledge, it's probably not worth paying them for their investment advice.

Retracement Levels provides an educated guess as to where the market is likely to reverse in the short term.  I'm not sure it is worth about a dollar a day to access statistical data which amounts to an educated guess that if the market has already run 'this far' then it is likely to reverse 'around here' when this is reasonably clear in the absence of precisely computed numbers.  It's information we don't feel we need now...

1/23 - Sold Put Credit Spread on IWM today, we'll buy calls around 46...  Until then we'll stop out of the new trades below recent lows.

The credit spreads we have entered are very near the money at current prices.  Our stop orders are based on having made a new stock buy around these prices.  We'll add new long calls trades when the market breaks above recent highs.

1/22 - Not buying new directional positions yet, but we sold Put Credit Spread on XME today, we'll buy Calls around 28...  Until then we'll stop out below recent lows.

1/21 - This is why we chose to ride it out.  Getting out yesterday would have truly been a huge mistake.  I don't think things have really bounced yet, but I think I'm right about this being a place to buy rather than to sell, therefore holding is still the best course.

That said, there are 2 things we could have done to avoid the bad buys in the last couple weeks.  First is having orders frozen until after the first hour or so of trading.  Second is using 2% as the trigger instead of the limit.  Either of these adjustments would have prevented the positions we are in now.

1/20 - We undercut the 1/15 low in the major indices today.  I've been trying to decide when to take our losses and re-enter later.  Speaking mainly of $SPX now, we closed right around the bottom of the trading range for, well, the last 8 years...  Recently only Nov 20/21 were below that, Nov 20 was down all day, Nov 21 was up all day, right back to here.  If I was not in long positions now, I would be entering long positions now.  If we exit trades now, one solid up day and we lock in half our losses before we can act.  If we exit below here and above 740 we'll almost certainly lock in losses and buy back in at a higher price.  The only conclusion I keep coming back to is that it would be stupid to sell now, or anywhere above 730 or so.  So once again, taking our stop at 880 would have been a pretty good idea.

1/16 - A couple more long positions triggered this morning around market open, then things started to get painful.  The close was higher than yesterday, but the long shadows are encouraging.

One thing I've been looking at, we should have sold calls on everything we could have at the confirmation of the first bearish candles.  Even stuck where we are, the short calls on everything would have provided a few thousand in compensation for the frustration.

1/9 - A couple more long positions tripped this morning at market open (1% above the high of yesterday).  More than half way to the end-of-year lows, and not sure we'll be nimble enough to get in before the markets are back above these prices, we are going to ride it out, but it's going to be uncomfortable...

1/8 - It looks like there is some support here, we took a couple long positions across the IRA's today near close.

1/7 - Thinking about taking profits over the last couple days as things slowed down, today everything stopped out in the first minutes after market open.  At first this was frustrating, but it became clear this was probably a good thing.

2008

12/28 - I've described how we retooled, and the rules we are using now, but not what our posture is on the market.  There are few clear strong technical signals, but here is our posture:

We think that even with weak trading there is a clear support level around 860 on the S&P 500, failing that then around 845.  Use the calculators at Retracement Levels to show this for yourself.  We expect a rally in the next few weeks to around 1000 on the S&P.  We expect that rally to roll over and re-test the Oct or Nov lows before a strong rally can happen.

We have been reading all sorts of doomsday end of the world predictions by the Elliot Wavists (EWs), and will be able to profit from these if they play out, but we have observed that with EWs the pattern is doctrine, and reality must be bent in order to make it fit the prediction.  These are the same people who predicted DOW 30000 and are now predicting S&P 200...  EWs are always adjusting their position on the holy model to figure out where the market is right now - Our take here is that if you can't figure out where you are right now, how can you credibly claim to predict the future?

My personal prediction is that the last blood to be mopped off the street is that of the EWs (once again) as the market bounces in March around 750 again and never looks back as EWs scramble to cover their shorts on S&P Futures or bleed to death in denial.

We have taken on some long positions on DIA and IWM with S&P around 865. We will stop out of these below 860, and we will add to them around S&P 880, with a target around 995 where we will exit part of those trades.  The rest we will hold for signs of weakness, and then enter short positions as it turns over...

Our long positions consist of a bull-put spread used to fund purchase of long calls.  This improves Delta and reduces Theta as well as offsetting losses as volatility bleeds away in the rally.  As the rally falters we will use bear call spreads to finance long put options - the same strategy flipped over.  In these trades there is part of the trade that resembles a synthetic long (or short).  The short option of that trade offsets Theta and Vega of the long option.  Exit of this stragety can be simply selling out, or you can take profits from the long option and allow the short option to expire provided the price holds - cover the short option on weakness.  The other long option, used in the vertical spread, can be sold if it has any value, or held as a lottery ticket if the stock rolls over.

We have a couple long call trades, too.  Bought during hesitation after a breakout we sold covered calls against it, as the price reversed we bought a long put - this resulted in neutralizing delta almost completely.  Both of these trades bounced, so we sold the put for a loss, and rolled down the long call to a better strike price.  We made money on the covered calls, but closed some of those to allow more directional profit now that it seems the stocks will bounce.

12/27 - On Friday I described the basics of the new trading rules using breakouts on 15-minute candles.  To avoid the critical number of day-trade round trips we also trade only a couple major market ETF's (actually proshares ultra funds).  We also are looking to the SPYDER sector funds and simple major market ETF's for less volatility; we have observed large price swings in the proshares funds in the after and before market periods - swings enough to trigger stops when the market opens.

The short and ultra short funds were hit by a huge distribution on 12/23.  In the morning this looked like a huge overnight price drop, and the loss in value resulted in margin calls for many people extended into margin.  The dividend was 20% or more on most funds, so the charts appeared to show the security was down 20% or more on opening.

We have also been trading complex option strategies for income, selling time, volatility, and fear, mostly with diagonal and calendar spreads.  I'll be updating the Rules and Strategies pages this week, and explain more there.  It is very nice in this market to have a number of trades which do not feel like they require minute-to-minute monitoring.

We have a couple directional trades, too, but we are offsetting them by selling options against part of the position.  This reduces time decay at the cost of smaller gains if the stock moves strongly.

12/26 - We haven't been updating the blog here much.  I thought about it, but never got around to it...

We have re-tooled a few times this year, changing our tools and rules, and developing strategies for literally any market conditions.

When we ignored our rules we had trades blow up, too many, well 4, and none was more than a couple percent of the portfolio, but it really burns to have a trade go bad because you loosten your rules and then it runs beyond your tolerance of pain.

We formulated our current rules in July, and were paper trading the bearish side for the crash.  This worked quite well, so we started a few trades with real money, which were choppy and ultimately not profitable.  The volatility from October through December made trading day candles difficult.

Most of our losses for the last 14 months were from the first week of December.  On December 1 we entered a number of synthetic short trades - having LEAP options for some major indices we sold a covered call and bought a put for the short term.  Using the day candle rules we had retooled, these entered late in the day, and over the next couple days exited for losses.  We re-entered bearish trades on December 5, which reversed strongly.  Avoiding a large number of day trades, we compensated by buying more trades that were long on the market, and the rally stalled, then failed, so we ended up losing on the bearish trades and even on the bullish trades.

This was the point were we retooled yet again.  This was not a complete refit, but we discovered that if we used the same basic rules on 15-minute candles we had few day trades, and much more profitable trades.  Instead of trading bounces on day candles, we trade breakouts on 15-minute candles.  Also, directional option trades are not as profitable over very short swings with the often wide bid-ask spreads.

To explain this, let's look at the November 21 Low and subsequent rally.  In context, remember that NOV 14-21 are the last significant downswing, breaking the October 10 Low.  We are looking for a place to exit short trades and enter long trades, the last 3 opportunities are indicated below.  Around the middle to 2/3 point in the day we look at the price action so far and decide if and how to adjust:

  1. Move stop to around 1% above the high of the plateau for the day - around 845.  The market falls off in the late day, not hit...
  2. Was that Capitulation in the morning?  A lower high can now be used - around 830.  The bounce fails, stop is not hit...
  3. We seem to be holding above the 2003 lows.  The short exit/long entry point, just below 780, is hit in the afternoon rally...
  4. Hesitation the next day suggests a new stop, around 820 - which is not hit...
  5. More hesitation and an excuse to move the stop to around 830...
  6. The run up in the morning paused, set the stop 1% below where it resumed - around 855.
  7. For this market the rally is extended and looks exhausted, move the stop to just above 870.  On 12/1 this is hit as the market opens...
Using our day-candle rules we would not have entered until around 810.  This allows us to see intra-day where the buyers and sellers have been in battle.  Instead of waiting overnight and losing 30 points of movement, we caught the afternoon rally...  Note that we didn't trade the bounce, but waited for the breakout above where the sellers had their last stand...

This market has been brutal, take profits and exit losing trades at the first sign of weakness.  Feel free to re-enter on strength.

Nov Low Rally

Below is the week of 12/1 - where we lost most of our money by entering short trades too late on 12/1, and entering short trades on 12/5...

Using our new formula, we exit long and go short as the market opens, but the trades are tight...

  1. The exhausted rally collapses on a Monday morning.  Short around 872, this is also where to exit long trades from the rally...
  2. Late the same day we find sellers won the day, 1% above there is around 858, a slightly better stop maybe at 857 the next day, stops on the third day, and also a signal to go long...
  3. The bounce is weak, and it may be reasonable to exit long around 855, but the clear signal is around 848.
  4. Now support is clear around 820, exit the short trades and go long just below 845...
In reality we weren't following these rules yet, so we lost on the first trade, and did not enter the second until 12/5.  Late that day the market reversed with great enthusiasm.  We very much do not want to be flagged as day traders, so being short in an outside day bullish reversal, we compensated by over committing on the long side.  We closed the losing bearish trades on Monday.  The rally was pretty much over by then, and we held on too long so our bullish trades basically broke even.

After that was when we developed the rules for using intra-day candles.  Note here there are no day trades at all, and even in this quite volatile market there are very few day trades.

Dec reversal and rally


2/2 - The S&P 500 plunged to just under 1275, an important Fibonacci retracement level, and has already climbed back to almost 1400, another very important resistance level now.  Our expectation is for the S&P 500 to slow and not meaningfully exceed 1420, though it can go as high as 1450 and be within its downtrending channel.  If the S&P 500 closes above 1425 it is a strong argument for expectation of a continued uptrend and above 1470 is probably time to get bullish again.

Still, our current plan is to enter a few bearish positions as the market rolls over, with a target just below the S&P 500 level of 1300. Different indices will move at somewhat different rates, but usually in about the same direction, but look at the smaller end of the market in comparison to the DJIA or Technology. Small and Mid cap companies are rallying more than the large companies and this is an indication worth making note of.  It is a reason to diversify, even among major market investments; it allows one to focus more on baskets of companies where there is greater market strength.

At the moment, though, in terms of looking for single stocks we see more upward potential just now than downward - though many of those could be setting up for a resistance bounce in the next few days.  Either way we won't put much money in until the market takes a direction.

Last week we attempted to enter a short counter-trend trade to take advantage of the response to the FED announcement.  Once we saw a rally we entered trades with SSO and QLD, but leveraged ETFs.  News following the FED turned the market around quickly, a sign of the increased volatility.  Rather than panic and exit the trade immediately we waited for the next day, allowing us to exit the trade at a point just better than breakeven.  We only expected that trade to go for a few days, but the speed of the markets moves was more than we want to tolerate with stock investments.  We plan to use option strategies, for the time being leaving our retirement investments in cash, with small total risk and relatively high potential gains until the market is more stable.

Considering the possibility that certain stocks may resume their trends we have entered trades with call options giving ourselves to decide in March whether or not to buy those stocks at todays prices...  We are buying additional contracts allowing the chance to reduce the cost of the trade by selling the extra contracts.  For example with POT we bought 2 call option contracts expiring in March with a $105 strike; within just a couple days the stock had run back up to its previous channel and we sold the extra contract for roughly 120% net profit.  The remaining option could expire worthless and we already have a profit on the total trade, in March we expect POT to be at least $140 and will be able to buy it at an effective price of around $101 (accounting for the profit from the trade to date).  MOS and MON are stocks we have entered similar trades with and are also agriculture related.  AAPL is a more risky trade since it may not resume its momentum of the economy is actually in recession.

1/20 - It has been a few weeks since we updated the website.  We've tried entering a few positions, but have now stopped out of just about everything.  We have been watching the S&P 500, and the markets in general, form lower lows and lower highs.  The decline has become more widespread, POT lost over 20% of its value in the 3 days following our buy-in when event he stocks related to agriculture and energy saw a strong sell-off.

As of Friday the S&P 500 seems to have found support at 1325, this is from the highs in May of 2006, and is probably weak.  Still, the index has dropped so quickly in a few days that a bounce is likely.  The bounce will probably raise the index over a few days to a couple weeks to around 1400 and then the next level of support below this is around 1240.  The 1240 level is a much stronger support level from late Summer/Fall 2005 and Spring/Summer 2006.  Using a high of 1565, 1325 is 15% below the high, and 1240 is about 20% off the high, both in the range defining a major market correction.  Below 1240 are potential support around 1150, 1080, 950, and the 2002/2003 lows around 800.

The ETF securities that trade around the major markets are probably the best way to safely navigate this more volatile market.  The small cap stocks (Russel 2000) have been hardest hit in this decline, but may remain weak if the economy is weakened.  Technology has been strong lately, but has also come down quickly in this decline.  We will be using funds on our ETF Quick Reference to take positions across the whole market over the next few weeks, not so many single stocks:  DDM, SSO, QLD, UWM on the up swings if possible, and DXD, SDS, QID, TWM on the down swings as long as the down trend continues...  Remember to watch the underlying indices to determine support and resistance of these derivative funds.  Of course we will also be looking at straight call and put options on the principle market ETF symbols as well:  DIA, SPY, QQQQ, IWM...

Page with Past Notes for future reference...

Current Watch Lists

Bear in mind that I have access to tools which make analysis of a large population of stocks fairly easy, the key is picking good stocks.

Here I describe how I derive our watch lists.

What are the Strategies?

In this document I describe the basic investment strategies that can be employed in Up, Down, and even Sideways markets...

This list is updated weekly with stocks that have gained at least 30% in the last 6 months.  Some of these also appear on the acquire list on the Trading History page; they have been screened and we have decided we can acquire them when they present a technical buy signal.

Running Trades with Stocks and Options (NOT UPDATED LATELY)

This is where we put money behind what we are showing in the Virtual Portfolio, below.  This documents the actual trades we have made.

We show you here our option trades, short and long stock trades.


I make no guarantee to the timeliness or accuracy of these pages, they are documentation of what I am doing and have done, and not recommendations for actions on the part of anyone else.  If you use my information, good luck, you are on your own, and taking your own risks.  If you want to know more, you can reach me by e-mail at investors@starqst.com and have fun in the markets.

Charts - All Charts are screen captures with permission of Prophet Charts.

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