Introduction

I am likely to repeat a few things from the Main Page here, maybe other pages, too.  They are important things worth repetition.

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The fundamental tenet of Technical Analysis is that Price Action Discounts Everything (Known by Big Money).  Markets do not move, Markets Are Moved by Big Money.  Big Money has access to more information than you do.  They are responsible for more money than you are.  They have rules for trading and are accountable if they do not follow them. They are often forced to make decisions based on customer demand; they must buy to commit new funds in retirement plans and they must sell to liquidate positions for redemptions, for example.

The Financial Media exists to confuse and befuddle the individual investor.  They are manipulated in subtle ways which will mislead you.  They have a need to provide an explanation for everything that happens in real time, but are often wrong.  They do not have a good capacity to differentiate between coincidence and causality.  You should not be mislead yourself by confusing things happening at the same time with one thing leading to another.  By the time it is clear what event or information caused an unexpected price swing the whole thing will be over.

Honestly, we do watch CNBC from time to time, but never ever ever make trades based on information from CNBC.  If we trade something we heard about from any Media source it is because the trade was supported in our technical analysis decision process.

News releases can cause volatility in the market, but unless the fundamental picture of the economy (as seen by Big Money) changes the response to news will be done in a day or two.  So a minor blip in economic news may cause a few managers to adjust their positions, but it takes a series of reports with continued changes on the economic picture to change the trend.

You must determine the difference between Price Fluctuations and Trend Changes.  Price Fluctuations are an opportunity to make a low risk entry into a trade.  Trend changes are a time to adjust your positions to protect them and even take advantage of the new trend.

The market may respond differently to news than you expect.  You should not trade what you expect, what you THINK MIGHT HAPPEN.  You should trade what is on the charts and plan responses to what might happen, but not make a trade until your rules tell you to make a change.

We are not day traders.  Day traders can make use of Financial Media and take advantage of short term price swings.  We do not discuss that here.  For us a trade that is opened and closed in the same day is most likely a losing trade which triggered an entry and hit its initial stop loss in the same day.

Technical Analysis Decision Process

Based on our own experience and the teachings of one of our favorite instructors along the way, each trading decision is based on these approximate weights:

Volume is one of those things which many people use as an excuse not to make a trade.  For example, if you are looking at a setup for a trade, the trend has been up, it is flagging to support and is giving you a buy signal, but the volume is lower than it was for the 3-4 days the stock was selling off in the flag, so you decide not to take the trade...  Then you just said that volume is more important that Trend, Support and Resistance, and Momentum.  If that is what your rules say, then great.  But if you follow your watch list you will realize this may not be the right thing to do over time.

Selling volume is often larger than buying volume - downside volatility is often higher, too.  When the trend resumes the volume will be lower because the weak investors are gone and the panic is over.

In all, we like to have about 80% of this decision tree in favor of a trade.  So, give or take Momentum, here is where we allow ourselves to think a bit.  But if you have only 2 possible trades and one is more technically sound, go with the good sound trade, period.

Generalities

The stock market is a leading indicator of the economy.  If you wait for signs the economy is improving you will miss most of the action in the stock market.

A trend will tend to stay in place until the fundamental economic outlook changes.  A single news event is unlikely to make this change, but many consecutive news events can.  A trend change requires the breaking of support or resistance and unless this breakout is observed the trend is intact.

Any price fluctuation or shorter term trend change is likely to resolve in the direction of the previous, larger, trend.  To borrow from Star Trek:  Trust the trend like a Klingon, until it weakens and dies you can depend on it to do as it must.  I suppose to continue that thought, trust the market as you would a Ferengi, it will do everything in its power to take your money from you without remorse.  I suppose that makes Hedge Fund Managers to be Romulans...  Or maybe Shadows...  oh, wrong series...  Does that make the FED to be Vorlons?

This means that a consolidation or retracement in a larger trend is likely to resolve in the direction of the larger trend.  Just because a candle or chart pattern indicates a reversal does not mean the reversal is permanent.

Candle patterns tend to have scope over the next few candles and nothing more.  Chart patterns also tend to play out or fail in fairly defined time frames.  After all that plays out the previous trend is still the most likely outcome unless Big Money has re-evaluated its projection of the future economy.

Okay, let's go do Babylon 5 for a moment:  Big Money is like the First Ones...  There are beings in the universe with billions of dollars more than you or I.  They walk the market like giants on errands we cannot hope to understand, and if they are aware of us at all it is as we are aware of ants...

Limited Success

We have used 3 Green Arrows (3GA) from Investools.  We have used the Market Tamer short and intermediate term rules.  We have seen various crossover strategies.  We don't use them anymore.  Anything that is easy enough to teach in an introductory lesson in the course of a day or so is probably little more than a good place to start.

Crossovers and 3GA work best in trending markets and on trending securities.  Without a trend, though, these methods provide signals which almost guarantee losses.  Our experience is that examples chosen in workshops and classes discussing such strategies are taking the retrospective view:  This price action has already happened.  The really critical question to ask, though, is would my screening techniques have identified this stock in the past when its entry point for the example the instructor is showing me took place.

This goes back to a point I have made elsewhere:  The ideal search will reveal stocks which will score highly in 6-12 months but probably do not score well now.  Sure that stock shows up on a search now, after it has made an amazing run following a beautiful entry signal, but what was the score of that stock when the entry signal happened and would you have chosen to trade then...

3GA and Crossover strategies work if you have momentum on your side.  Without momentum they are a drain.

Notes from an Advanced Technical Analysis Workshop

In late September 2011 we attended another ATA workshop from Investools.  It is the third time we have been at this kind of class, and it is far more general than the 4-Day Live class we attended the previous November.  This class was also lead by Dave Johnson, one of Investools most popular instructors, and I genuinely think one of the best instructors for personal short-term trading and investing that there is.  One key reason I say this is that his message has not changed since we started listening to him in late 2007.  While other instructors are learning and looking for their own secret to great trading, Dave really has his, and he teaches it most generously to anyone who will listen.

We know all the things he is going to say, but really following it all - as simple as it is - still takes some reminding from time to time.  As good as the message is, he also has great stories.  His stories are also teaching tools which help many students remember his message better.

Soon after he started with Investools, he told us once, he was told by management that he was teaching "too much bonus material" in his talks...  If you saw the educational materials at the time, and if you knew what you were doing, you would realize the course content was good information, but fell short in several key areas of anything that would permit success to any but the most gifted of students...  When Dave got clarification of what the "bonus material" was, in their view, he pointed out, insisted, really, that it was not at all "bonus material" but that it was really essential content which was inexplicably left out of the course material.  Eventually the content was updated...

I think Dave came to Investools at a very critical time.  Not just because it was about the same time we did, because we never heard of him until late in 2007, but because the changes he was bringing internally (though we did not know the source) to the teaching and coaching at Investools were the very ideas which helped us finally get over the edge and really start to get some things right.

Being educated in techniques to help his students retain the important knowledge, he tells the class that repetition is important, but he cannot repeat the whole 2 day event the 7-9 times it takes to push something from short term memory to long term memory, after all, it would take at least 14 days...  He says that all the information in the class is good information, and worth learning, but with the really good information he may repeat himself...  Not because he didn't realize he had already said a thing, but because that thing was so important it was worth repeating once or twice for emphasis.

Talking with him after the first day, he told us that studies indicate that for every 60 minutes someone is listening to a class they will typically only really be listening for about 10 minutes of the hour on the average.  This is another place where the stories come in - because while he diverges on a story people can get in some of that "I'm not listening" time which the brain really does need.  It's hard to stay focused for 2 whole days, after all.

Dave teaches with assertions and a few Blinding Glimpses of the Obvious (BGOs), substitute Epiphanies if you like, which he shares with the class, and also has a few of the students share their own BGOs with the others.

One of the things he has his students do is, first thing in the morning, with the morning hair and all, look in the mirror, look in your eyes, and say with conviction (3 times), "I am a Great Trader", and follow with "And a darn good looking one, too" (remember, first thing in the morning) and follow with a hearty deep laugh.  Even as fake as it is, the laugh forces the release of chemicals which make you feel better.  This is designed to help ingrain some positive thinking about yourself and your ability to succeed as a trader, which really is important to success.  You have to know that you can do it, or you probably cannot...

The Assertions

The first assertion he had us repeat was this:  "Everything I am going to learn in this class is EASY, AND it requires repetition to fully remember."

Don't be greedy, take what your rules allow you to take and realize the rest is not yours because you don't have the rules to take it.  Baron Rothschild:  "I don't need the first 20%, and I don't need the last 20%, just give me the 60% in the middle."

Awareness (with repetition) becomes Knowledge (with practice) becomes Skill (with commitment) becomes Discipline (with repetition) becomes Mastery.

Don't spend even 20 seconds a day watching a stock you will not trade.  In a week, for just one stock, this will add up to a minute and a half, in a month it will be over 5 minutes.  In the course of a year this will be an hour.  For 50 charts you will never trade, having them in your watch list for 20 seconds a day is over 2 days time wasted in the course of a year...  In deciding what to watch (for now) look at the chart and ask 2 questions:

  1. Does this chart make sense to me?  (if not then don't waste time watching it regularly)
  2. Can I make money trading this chart?  (if not then don't waste time watching it regularly)
Spending 20 seconds a month looking for things you might add to your watch list is much better than 20 seconds every day watching something you will never trade.  20 seconds a month for 100 stocks you will never trade is still over 6 hours of your year, but spent looking for opportunity may be a good investment of time, and saves you all the rest of the time watching the charts you will never trade.

You need to watch Trend, Support and Resistance, and Momentum.

Dave J's Trading Parables

Back when Investools gave you DVDs for $1500, maybe a weekend workshop, and a few weeks of 30 minute calls with a coach, Dave was assigned a new student who was a Nurse by profession.  She was motivated to find another way to get by because, being exposed to sick people all the time, she was starting to get chronically sick herself.  After just a couple weeks she was doing better than all his other students, and he asked what she was doing - her response was "Eactly what you are telling me to do."  Her success continued and he was certain she had figured something out that he might be able to use for education to help his other students, again he asked what she was doing, and again the same response.  For a few weeks this continued and then it finally came to him:  She was a Nurse, by profession, even personality, she will follow instructions exactly, she really was doing exactly what he was telling her - which meant that ALL of his other students were NOT actually doing so...

There was a fellow who was trying to follow 3 Green Arrows in a down market with downtrending stocks.  He had lost $50K doing this and was upset with Investools, and life in general.  Dave had to start by asking him if he was willing to do something different, to really change what he was doing.  This is an important comittment to make, without which the same progress would continue...  Once this comittment was made, the rest was really pretty easy.  Once he started trading with the trend everything turned around quickly.

There are others, we'll add them as we hear them again...

Dave's 10 BGOs

  1. To be a consistently profitable trader I focus on Trend, Support and Resistance, and Momentum (Candles)
  2. I use candlesticks as Real Time Momentum Indicators
  3. I use the Support and Resistance Measurement Technique to determine price targets.
  4. I use Fibonacci retracements to show hidden levels of support and resistance.
  5. I trade Flags.
  6. I follow Rules.
  7. I exercise Discipline every day.
  8. Decision making matrix:  50% Trend, 30% Support and Resistance, 15% Momentum, 5% other (Volume, News, Expectations, etc...)
  9. I change the way I think, I change the way I act, I am a Great Trader.
  10. I have confidence, I know how to do this.
Note the similarity of #8 here and our Decision Process above.  I mainly just used progressive division by 2 - a factor of 2 in weight of a decision process is about as small as we can easily perceive.

Student BGOs

When the market gives you an out, TAKE IT.  -- How often have you hung onto a position going bad and ended up wishing you had dumped it 'back then' and cannot anymore...

Know your rules, and don't break them.  -- Actually, that evening, Dave pointed out that part of being a really great trader includes earning a good instinct for when you need to bend them...

Don't be greedy, DO be assertive, take action.  -- Enter trades when your rules say to enter, Exit trades when your rules tell you to get out.